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Tag Archives: Sophisticated Investor

What do the new FCA regulations mean for investment companies?

New FCA regulation now states that before being offered certain types of unregulated investment opportunities individuals must self certify that they are either a ‘High Net Worth Individual’ a ‘Sophisticated Investor’ or and ‘Advised Client’ and that they are fully aware of the risks involved in these type of investments. These new regulations were looked into soon after the 2008 ...

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